The Financial Supervisory Service announced on November 10 that it will conduct unfair trading prevention training for executives and employees of listed companies.
According to the Financial Supervisory Service, a total of 163 individuals (138 executives and 25 employees) from listed companies were sanctioned for unfair trading over the past three years (from 2023 to September 2025). By market, KOSDAQ accounted for the largest number with 110 individuals, followed by KOSPI with 44 and KONEX with 9.
To proactively prevent the ongoing occurrence of unfair trading, the Financial Supervisory Service plans to visit 15 listed companies in person between November and December 2025 to conduct on-site unfair trading prevention training.
The companies selected for the training were chosen through a demand survey conducted by the Korea Listed Companies Association and the KOSDAQ Listed Companies Association. The training will be provided to six KOSPI-listed companies and nine KOSDAQ-listed companies, taking place at nine locations in Seoul, three in the metropolitan area, and three in regional areas.
The main topics will include the use of undisclosed information and regulations on the return of short-swing profits, along with major violation and enforcement cases. The training will also cover the regulatory framework for unfair trading under the Capital Markets Act and recent enhancements to related sanctions.
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